New Hampshire SB496: relative to supervision and registration requirements for associates of broker-dealers.

What the bill says

An act relative to supervision and registration requirements for associates of broker-dealers. Sen. Pearl, Dist 17; Sen. Fenton, Dist 10; Sen. Watters, Dist 4; Sen. Gannon, Dist 23; Sen. Innis, Dist 7; Rep. Miles, Hills. 12 COMMITTEE: Commerce ───────────────────────────────────────────────────────────────── ANALYSIS This bill exempts certain private residences designated by broker-dealers as a supervisory location from being classified as a branch office. - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -.

From the chaptered text, June 19, 2026:

AN ACT relative to supervision and registration requirements for associates of broker-dealers. Sen. Pearl, Dist 17; Sen. Fenton, Dist 10; Sen. Watters, Dist 4; Sen. Gannon, Dist 23; Sen. Innis, Dist 7; Rep. Miles, Hills. 12 COMMITTEE: Commerce ───────────────────────────────────────────────────────────────── ANALYSIS This bill exempts certain private residences designated by broker-dealers as a supervisory location from being classified as a branch office. - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - Explanation: Matter added to current law appears in bold italics. Matter removed from current law appears [in brackets and struckthrough.] Matter which is either (a) all new or (b) repealed and reenacted appears in regular type. 26-2061 07/09 STATE OF NEW HAMPSHIRE In the Year of Our Lord Two Thousand Twenty-Six AN ACT relative to supervision and registration requirements for associates of broker-dealers. (B) Notwithstanding the exclusions provided in subsection (5)(A)(ii), any location that is responsible for supervising the activities of agents of the broker …

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Sponsors

• Tim McGough (R, 11) · primary sponsor